Services

Kendrick Pierce & Co. is an independent investment banking firm specializing in capital raising, mergers and acquisitions, and financial advisory services.

Kendrick Pierce & Co. has a proven track record in completing successful financial institution transactions and delivering sound strategic advice. Our knowledge-driven approach enables us to provide expert advice in positioning companies with investors, acquisition targets or acquirers to maximize shareholder value.

Paramount to Kendrick Pierce & Co.’s success are the numerous client relationships it has cultivated over the years. Kendrick Pierce & Co.’s client focused approach has allowed it the opportunity to complete multiple transactions for many of its clients.

Capital Raising

Kendrick Pierce & Co. is a leading equity underwriter/placement agent for community banks. We provide expertise in structuring, marketing and executing financing transactions. Distribution is focused on experienced bank and financial services investors such as private equity funds,industry-specific institutional investors, and micro and small cap mutual funds. Our knowledge-driven approach enables expert advice in positioning companies with investors to maximize management and shareholder objectives.

Description Target Deal Size ($MM)

Private Capital Placements

Private Growth Equity / Acquisition Financing

$5 – $50

PIPES

$5 – $50

Mezzanine Capital / Preferred Stock

$5 – $50

Private Growth Equity / Acquisition Financing

$5 – $50

Public Offerings – Bank & Thrift Focused

Initial Public Offerings

$5 – $30

Follow-on Equity Offerings

$5 – $30

Mergers and Acquisitions

Kendrick Pierce & Co. has an active and growing M&A practice with both broad transaction and focused industry expertise. We have an extensive relationship network with strategic acquirers in our targeted industries and an active relationship coverage of over 100 private equity firms. In addition, we utilize extensive database support services to identify potential targets and analyze comparable transactions. Kendrick Pierce & Co. has a proven ability to identify buyers and orchestrate the appropriate sale process to maintain confidentiality and maximize value for shareholders.

Description Target Deal Size ($MM)

Mergers & Acquisitions Advisory

Sell-Side Advisory

$10 – $100

Buy-Side Advisory

$10 – $100

Fairness Opinions

Financial Advisory

Kendrick Pierce & Co. serves as financial advisor to companies and significant shareholders. Our financial services include: